Business Management

Cyber, Technology and Third-Party Risk Management

Thursday, September 5 | 5:30 PM - 8:00 PM

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Overview

The financial industry is experiencing significant innovation, from increased digitalization, application of artificial intelligence, and fintech partnerships. The increased interconnectedness within the financial system driven by the rise in digitalization is raising concerns about the growing level of cyber and technology risks. And there are concerns about how to manage vendor risks.

Agenda

5:30 PM | REGISTRATION & NETWORKING


6:00 PM | INTRODUCTION & WELCOME

Alton Crooks, CFA, Fidelis Capital LLC


6:10 PM | KEYNOTE ADDDRESS

John Araneo, General Counsel and Managing Director of Align Cybersecurity


7:00 PM | PANEL INTRODUCTION

Andrew Auslander, CFA, FRM


7:10 PM | PANEL DISCUSSION

Moderator

Jon Bosco, CPA, Managing Partner, eDelta Consulting

Panelists

Stan Yakoff, Head of Americas Supervision – Equities, Citadel Securities; Adjunct Professor, Quant Trading & Market Structure, Fordham University School of Law

Andrew H. Moyad, Senior Vice President, Vendor Risk Management / Corporate Insurance

Dolores (Lori) Miller, CFA, Managing Director & Head of Operational Risk – AIG Investments, Treasury, and Finance


8:00 PM |  CLOSING REMARKS

Richard Ebil Ottoo, PhD, CFA, FRM, Vice President, Global Association of Risk Professionals (GARP)


8:05 PM | NETWORKING & CATERED RECEPTION

Additional Details

Learning Outcomes

The focus of this event is to discuss cyber security, technology and third-party risks. The learning outcomes of the event will include (but not limited to) the following:

  • Understand the key elements of a changing governance structure and standards for meeting regulatory compliance
  • A fresh perspective on the regulations covering cybersecurity and creating a multi-disciplinary framework for it
  • Develop a robust practice for managing third-party risks
  • Addressing the challenges of modeling these operational risks and integrating their oversight into ERM
  • Understanding the mechanics and mitigating effect of cyber insurance
  • Effectiveness of the lines of defense model
  • Increased knowledge about third-party risk management
  • Increased knowledge about technology risk
  • Increased knowledge about cyber risks and cyber insurance

Who Should Attend

Risk Managers; Portfolio Managers; Hedge Fund Personnel; Fund Management Staff; Insurance Company Staff; Bank Staff; Broker-Dealer Personnel