Independent vs. Wirehouse Event

Thursday, July 11 | 6:00 PM - 8:00 PM

Loading Events

Overview

The wealth management ecosystem has evolved over the past decade, offering an assortment of different business model platforms for private wealth advisors.  These include traditional wirehouses and independent broker-dealers, to independent RIAs, as well as the RIA aggregator and network platforms to support them.  With the rules of engagement set in a balanced manner, CFA Society New York is hosting this event as a neutral arena for discussion.  Private Wealth practitioners can gain a better understanding of the debate and join in the conversation.

Agenda

5:30 PM | REGISTRATION & NETWORKING


6:00 PM | WELCOMING REMARKS


6:05 PM | PANEL DISCUSSION

Dennis Alvarado, Managing Director, Human Resources Business Partner at Nuveen Investments

Solange Charas. Ph.D., CEO, Charas Consulting, FOunder, HCMoneyball


7:00 PM |  CLOSING REMARKS


7:05 PM | NETWORKING & CATERED RECEPTION

Additional Details

Learning Outcomes

  • Hear objective and diverse perspectives on the changes that are shaping the wealth management industry and various affiliation models.
  • Learn about key issues and distinctions among various categories of business models.
  • Appreciate the challenges and risks for private wealth practitioners in moving toward greater autonomy and access to more choices.

Features, Benefits, Values

Our goal is to provide objective and diverse perspectives from panelists and industry executives who are of notable quality and distinguished experts on key issues defining destinations for private wealth advisors.  Panelists will share viewpoints on the pros and cons surrounding topics such as resources, vendors, product preferences, business mix, as well as technology and compliance infrastructure.  The event also offers a unique opportunity to network among peers and industry leadership.